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audit specialists

Tips for Completing a 401k Audit

May 8, 2018 by EWA LLP

Offering a 401(k) plan helps create an attractive benefits package for keeping employees long term. Most employers with over 100 employees participating in the retirement plan will need to complete a 401(k) audit. As the owner of the company or plan administrator, preparing for the audit is crucial for a successful process. Tips for a […]

Categories: Filed Under: 401k audit, audit specialists, Ernst Wintter, Financial 101, walnut creek cpa firm Tags:

Small Broker Dealer Firms: Audit Tips

September 21, 2017 by EWA LLP

The word audit immediately brings a sense of dread to your small broker dealer firm. Do not worry, rather, take action. Being prepared is the best way to handle an upcoming audit. The standards of the audit must meet all the criteria set by the Public Company Accounting Oversight Board (PCAOB). Protecting the rights of […]

Categories: Filed Under: accounting firm, audit specialists, broker dealer audit, broker dealer audit procedures, Ernst Wintter, Financial 101, walnut creek cpa firm Tags:

Audit Requirements for Employee Benefit Plans

October 20, 2015 by EWA LLP

As your small business grows so do your responsibilities, one of which is the employee benefit plan audit. Once your benefit plan reaches 100 eligible participants, it will need an audit as stipulated in the Employee Retirement Income Security Act of 1974 (ERISA). ERISA a federal law that protects the money American employees set aside […]

Categories: Filed Under: 401k audit, audit of employee benefit plans, audit specialists, benefit plan audit, employee benefit plan audit, Financial 101 Tags:

Which Small Business Records Do You Need to Keep and For How Long?

August 27, 2015 by EWA LLP

As a responsible business owner, you want to stay in compliance with local and federal regulations regarding recordkeeping. The process becomes manageable if you know exactly what to keep and for how long. Here is a quick rundown on which small business accounting recordsyou need to keep and for how long.Gross Receipts – Any source of […]

Categories: Filed Under: audit specialists, Financial 101, recordkeeping, small business accounting records, small business records, walnut creek cpa firm Tags:

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